Walter Luc's Form 4 filing
Amphenol Corp (APH) · filed May 24, 2024
- Accession no.
- 0001127602-24-016498
- Filed
- May 24, 2024
- Trade date
- May 22-23, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $25.0M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Walter LucCIK 0001276468 | Officer (President, HES Division) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 22, 2024 | Class A Common Stock | MOption exerciseAcquired | +115,000 | $43.99 | +$5,058,850 | 313,640 | Direct | |
| May 22, 2024 | Class A Common Stock | SSaleDisposed | −115,000 | $135.14F1,F2 | −$15,541,100 | 198,640 | Direct | |
| May 22, 2024 | Class A Common Stock | MOption exerciseAcquired | +40,000 | $43.99 | +$1,759,600 | 238,640 | Direct | |
| May 22, 2024 | Class A Common Stock | GGiftDisposed | −14,745 | –F3 | – | 223,895 | Direct | |
| May 23, 2024 | Class A Common Stock | MOption exerciseAcquired | +70,000 | $43.99 | +$3,079,300 | 293,895 | Direct | |
| May 23, 2024 | Class A Common Stock | SSaleDisposed | −70,000 | $135.68F2,F4 | −$9,497,600 | 223,895 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 22, 2024 | Class A Common Stock | MOption exerciseDisposed | −115,000 | $0.00 | $0 | 135,000 | Direct | |
| May 22, 2024 | Class A Common Stock | MOption exerciseDisposed | −40,000 | $0.00 | $0 | 95,000 | Direct | |
| May 23, 2024 | Class A Common Stock | MOption exerciseDisposed | −70,000 | $0.00 | $0 | 25,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $134.62 to $135.52.
Referenced by the price of 1 transaction in Table I.
- F2
The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 2 transactions in Table I.
- F3
Closing price on date shares gifted was $134.57
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $134.95 to $136.66.
Referenced by the price of 1 transaction in Table I.