Pagliari Aldo John's Form 4 filing
Snap-on IncSNA · filed May 21, 2024
- Accession no.
- 0001127602-24-016154
- Filed
- May 21, 2024
- Trade date
- May 21, 2024
- Filing delay
- Same day
- Rule 10b5-1 plan
- Checked
This filing lists 5 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.66M. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Pagliari Aldo JohnCIK 0001486096 | Officer (Sr VP - Finance & CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 21, 2024 | Common Stock | MOption exerciseAcquired | +8,000 | $144.69 | +$1,157,520 | 103,677.02 | Direct | |
| May 21, 2024 | Common Stock | SSaleDisposed | −3,060 | $276.32F3 | −$845,539.2 | 100,617.02 | Direct | |
| May 21, 2024 | Common Stock | SSaleDisposed | −2,272 | $277.22F4 | −$629,843.84 | 98,345.02 | Direct | |
| May 21, 2024 | Common Stock | SSaleDisposed | −446 | $277.82F5 | −$123,907.72 | 97,899.02 | Direct | |
| May 21, 2024 | Common Stock | SSaleDisposed | −200 | $278.81 | −$55,762 | 97,699.02 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 21, 2024 | Common Stock | MOption exerciseDisposed | −8,000 | –F7 | – | 16,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
This transaction was executed in multiple trades at prices ranging from $275.67 to $276.65. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $276.68 to $277.67. The price reported above reflects the weighted average sale price. the reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $277.72 to $277.93. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
Referenced by the price of 1 transaction in Table I.
- F7
Exercise of Rule 16b-3 stock option pursuant to a Rule 10b5-1 Plan, which was adopted on October 24, 2023.
Referenced by the price of 1 transaction in Table II.