Mason Christopher Scott's Form 4 filing
Sonos IncSONO · filed May 17, 2024
- Accession no.
- 0001127602-24-015925
- Filed
- May 17, 2024
- Trade date
- May 15, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 4 derivative transactions. Open-market sales total $351.4K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mason Christopher ScottCIK 0001747554 | Officer (Principal Accounting Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 15, 2024 | Common Stock | MOption exerciseAcquired | +4,669 | –F2 | – | 123,848 | Direct | |
| May 15, 2024 | Common Stock | FTax withholdingDisposed | −1,839 | $17.32 | −$31,851.48 | 122,009 | Direct | |
| May 15, 2024 | Common Stock | MOption exerciseAcquired | +20,000 | $11.28 | +$225,600 | 142,009 | Direct | |
| May 15, 2024 | Common Stock | SSaleDisposed | −20,000 | $17.57 | −$351,400 | 122,009 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 15, 2024 | Common Stock | MOption exerciseDisposed | −169 | $0.00 | $0 | 100,401 | Direct | |
| May 15, 2024 | Common Stock | MOption exerciseDisposed | −4,500 | $0.00 | $0 | 95,901 | Direct | |
| May 15, 2024 | Common Stock | AGrant or awardAcquired | +40,881 | $0.00 | $0 | 136,782 | Direct | |
| May 15, 2024 | Common Stock | MOption exerciseDisposed | −20,000 | $0.00 | $0 | 30,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.
Referenced by the price of 1 transaction in Table I.