Falzon Robert's Form 4 filing
Prudential Financial Inc (PFH) · filed May 15, 2024
- Accession no.
- 0001127602-24-015485
- Filed
- May 15, 2024
- Trade date
- May 13, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $15.4M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Falzon RobertCIK 0001256465 | Officer (EVP and Vice Chairman) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 13, 2024 | Common Stock | MOption exerciseAcquired | +66,199 | $93.36 | +$6,180,338.64 | 263,082 | Direct | |
| May 13, 2024 | Common Stock | SSaleDisposed | −60,999 | $118.57 | −$7,232,651.43 | 202,083 | Direct | |
| May 13, 2024 | Common Stock | MOption exerciseAcquired | +74,325 | $95.87 | +$7,125,537.75 | 276,408 | Direct | |
| May 13, 2024 | Common Stock | SSaleDisposed | −69,093 | $118.57 | −$8,192,357.01 | 207,315 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 13, 2024 | Common Stock | MOption exerciseDisposed | −66,199 | $0.00 | $0 | 0 | Direct | |
| May 13, 2024 | Common Stock | MOption exerciseDisposed | −74,325 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.