Buckminster Douglas E.'s Form 4 filing
American Express Co (AXP) · filed May 6, 2024
- Accession no.
- 0001127602-24-014317
- Filed
- May 6, 2024
- Trade date
- May 2, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $27.3M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Buckminster Douglas E.CIK 0001477675 | Officer (Vice Chairman) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 2, 2024 | Common Stock | MOption exerciseAcquired | +117,309 | $95.52 | +$11,205,355.68 | 227,627.45 | Direct | |
| May 2, 2024 | Common Stock | SSaleDisposed | −90,506 | $232.34 | −$21,028,164.04 | 137,121.45 | Direct | |
| May 2, 2024 | Common Stock | SSaleDisposed | −26,803 | $232.76 | −$6,238,666.28 | 110,318.45 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 2, 2024 | Common Stock | MOption exerciseDisposed | −117,309 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.