Arregui Jesus's Form 4 filing
Snap-on IncSNA · filed Apr 26, 2024
- Accession no.
- 0001127602-24-013499
- Filed
- Apr 26, 2024
- Trade date
- Feb 26, 2024
- Filing delay
- 60 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $690.1K. It was filed 60 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Arregui JesusCIK 0001775494 | Officer (Sr VP & President - Commercial) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 26, 2024 | Common Stock | MOption exerciseAcquired | +5,500 | $144.69 | +$795,795 | 14,163.39 | Direct | |
| Feb 26, 2024 | Common Stock | DReturned to the companyDisposed | −2,938 | $270.95 | −$796,051.1 | 11,225.39 | Direct | |
| Feb 26, 2024 | Common Stock | SSaleDisposed | −2,512 | $269.34F2 | −$676,582.08 | 8,713.39 | Direct | |
| Feb 26, 2024 | Common Stock | SSaleDisposed | −50 | $270.09 | −$13,504.5 | 8,663.39 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 26, 2024 | Common Stock | MOption exerciseDisposed | −5,500 | –F1 | – | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Exercise of Rule 16b-3 stock appreciation rights.
Referenced by the price of 1 transaction in Table II.
- F2
This transaction was executed in multiple trades at prices ranging from $268.97 to $269.84. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
Referenced by the price of 1 transaction in Table I.