Klein Michael Frederick's Form 4 filing
Travelers Companies, Inc.TRV · filed Apr 24, 2024
- Accession no.
- 0001127602-24-013302
- Filed
- Apr 24, 2024
- Trade date
- Apr 23, 2024
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $2.14M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Klein Michael FrederickCIK 0001689571 | Officer (EVP & President, Personal Ins.) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 23, 2024 | Common Stock | MOption exerciseAcquired | +10,000 | $126.18 | +$1,261,800 | 32,797.92 | Direct | |
| Apr 23, 2024 | Common Stock | SSaleDisposed | −6,611 | $213.75F1 | −$1,413,101.25 | 26,186.92 | Direct | |
| Apr 23, 2024 | Common Stock | SSaleDisposed | −3,289 | $214.32F2 | −$704,898.48 | 22,897.92 | Direct | |
| Apr 23, 2024 | Common Stock | SSaleDisposed | −100 | $215.95 | −$21,595 | 22,797.92 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 23, 2024 | Common Stock | MOption exerciseDisposed | −10,000 | $0.00 | $0 | 29,044 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents the weighted average sales price for price increments ranging from $213.143 to $214.14. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
Represents the weighted average sales price for price increments ranging from $214.165 to $214.55. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.