Falu Ricardo Manuel's Form 4 filing
AES Corp (AES) · filed Apr 15, 2024
- Accession no.
- 0001127602-24-012913
- Filed
- Apr 15, 2024
- Trade date
- Nov 21, 2023-Mar 12, 2024
- Filing delay
- 146 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 0 derivative transactions. Open-market purchases total $6.60K. It was filed 146 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Falu Ricardo ManuelCIK 0001942815 | Officer (EVP, COO, Pres. New Enrgy Tech) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 21, 2023 | Common Stock | PPurchaseAcquired | +302 | $16.89 | +$5,100.78 | 84,706 | Direct | |
| Dec 28, 2023 | Common Stock | PPurchaseAcquired | +73 | $19.21 | +$1,402.33 | 84,779 | Direct | |
| Mar 12, 2024 | Common Stock | PPurchaseAcquired | +6 | $16.01 | +$96.06 | 84,785 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.