Catz Safra's Form 4 filing
Oracle CorpORCL · filed Mar 27, 2024
- Accession no.
- 0001127602-24-011322
- Filed
- Mar 27, 2024
- Trade date
- Mar 25-27, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 12 non-derivative transactions and 6 derivative transactions. Open-market sales total $346.8M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Catz SafraCIK 0001205005 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 25, 2024 | Common Stock | MOption exerciseAcquired | +941,000 | $40.47 | +$38,082,270 | 2,059,592 | Direct | |
| Mar 25, 2024 | Common Stock | MOption exerciseAcquired | +209,000 | $38.89 | +$8,128,010 | 2,268,592 | Direct | |
| Mar 25, 2024 | Common Stock | SSaleDisposed | −1,086,967 | $126.49F2 | −$137,490,455.83 | 1,181,625 | Direct | |
| Mar 25, 2024 | Common Stock | SSaleDisposed | −63,033 | $127.20F3 | −$8,017,797.6 | 1,118,592 | Direct | |
| Mar 26, 2024 | Common Stock | MOption exerciseAcquired | +500,000 | $40.47 | +$20,235,000 | 1,618,592 | Direct | |
| Mar 26, 2024 | Common Stock | MOption exerciseAcquired | +290,000 | $38.89 | +$11,278,100 | 1,908,592 | Direct | |
| Mar 26, 2024 | Common Stock | SSaleDisposed | −790,000 | $126.54F4 | −$99,966,600 | 1,118,592 | Direct | |
| Mar 27, 2024 | Common Stock | MOption exerciseAcquired | +809,000 | $40.47 | +$32,740,230 | 1,927,592 | Direct | |
| Mar 27, 2024 | Common Stock | MOption exerciseAcquired | +1,000 | $38.89 | +$38,890 | 1,928,592 | Direct | |
| Mar 27, 2024 | Common Stock | SSaleDisposed | −754,383 | $124.97F5 | −$94,275,243.51 | 1,174,209 | Direct | |
| Mar 27, 2024 | Common Stock | SSaleDisposed | −44,993 | $126.02F6 | −$5,670,017.86 | 1,129,216 | Direct | |
| Mar 27, 2024 | Common Stock | SSaleDisposed | −10,624 | $126.71F7 | −$1,346,167.04 | 1,118,592 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 25, 2024 | Common Stock | MOption exerciseDisposed | −941,000 | $0.00 | $0 | 1,309,000 | Direct | |
| Mar 25, 2024 | Common Stock | MOption exerciseDisposed | −209,000 | $0.00 | $0 | 291,000 | Direct | |
| Mar 26, 2024 | Common Stock | MOption exerciseDisposed | −500,000 | $0.00 | $0 | 809,000 | Direct | |
| Mar 26, 2024 | Common Stock | MOption exerciseDisposed | −290,000 | $0.00 | $0 | 1,000 | Direct | |
| Mar 27, 2024 | Common Stock | MOption exerciseDisposed | −809,000 | $0.00 | $0 | 0 | Direct | |
| Mar 27, 2024 | Common Stock | MOption exerciseDisposed | −1,000 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $126.05 to $127.05. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $127.055 to $127.45. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $126.00 to $126.935. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $124.4729 to $125.47. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $125.475 to $126.46. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $126.495 to $127.00. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.