Cavaness Joel D's Form 4 filing
Arthur J. Gallagher & Co. (AJG) · filed Mar 19, 2024
- Accession no.
- 0001127602-24-010719
- Filed
- Mar 19, 2024
- Trade date
- Mar 16-18, 2024
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not checked
This filing lists 8 non-derivative transactions and 3 derivative transactions. Open-market sales total $308.0K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Cavaness Joel DCIK 0001665268 | Officer (Vice President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 16, 2024 | Common Stock (restricted) | AGrant or awardAcquired | +7,178 | $0.00 | $0 | 7,178 | Direct | |
| Mar 16, 2024 | Common Stock (restricted) | MOption exerciseDisposed | −7,178 | $0.00 | $0 | 0 | Direct | |
| Mar 16, 2024 | Common Stock | MOption exerciseAcquired | +7,178 | $0.00 | $0 | 162,286 | Direct | |
| Mar 16, 2024 | Common Stock | FTax withholdingDisposed | −2,572 | $253.17 | −$651,153.24 | 159,714 | Direct | |
| Mar 18, 2024 | Common Stock | MOption exerciseAcquired | +366 | $79.59 | +$29,129.94 | 2,388.63 | Indirect | |
| Mar 18, 2024 | Common Stock | MOption exerciseAcquired | +437 | $86.17 | +$37,656.29 | 2,825.63 | Indirect | |
| Mar 18, 2024 | Common Stock | MOption exerciseAcquired | +404 | $127.90 | +$51,671.6 | 3,229.63 | Indirect | |
| Mar 18, 2024 | Common Stock | SSaleDisposed | −1,207 | $255.20 | −$308,026.4 | 2,022.63 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 18, 2024 | Common Stock | MOption exerciseDisposed | −366 | $0.00 | $0 | 17,250 | Direct | |
| Mar 18, 2024 | Common Stock | MOption exerciseDisposed | −437 | $0.00 | $0 | 19,596 | Direct | |
| Mar 18, 2024 | Common Stock | MOption exerciseDisposed | −404 | $0.00 | $0 | 20,541 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.