Pinchuk Nicholas T's Form 4 filing
Snap-on IncSNA · filed Mar 19, 2024
- Accession no.
- 0001127602-24-010680
- Filed
- Mar 19, 2024
- Trade date
- Mar 19, 2024
- Filing delay
- Same day
- Rule 10b5-1 plan
- Checked
This filing lists 5 non-derivative transactions and 1 derivative transaction. Open-market sales total $6.76M. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Pinchuk Nicholas TCIK 0001246136 | Director, Officer (Chairman, President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 19, 2024 | Common Stock | MOption exerciseAcquired | +32,500 | $144.69 | +$4,702,425 | 765,896.94 | Direct | |
| Mar 19, 2024 | Common Stock | SSaleDisposed | −2,535 | $286.22F3 | −$725,567.7 | 763,361.94 | Direct | |
| Mar 19, 2024 | Common Stock | SSaleDisposed | −10,363 | $286.99F4 | −$2,974,077.37 | 752,998.94 | Direct | |
| Mar 19, 2024 | Common Stock | SSaleDisposed | −7,447 | $288.00F5 | −$2,144,736 | 745,551.94 | Direct | |
| Mar 19, 2024 | Common Stock | SSaleDisposed | −3,169 | $288.85F6 | −$915,365.65 | 742,382.94 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 19, 2024 | Common Stock | MOption exerciseDisposed | −32,500 | –F8 | – | 97,500 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
This transaction was executed in multiple trades at prices ranging from $285.46 to $286.45. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $286.46 to $287.45. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $287.46 to $288.45. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $288.46 to $289.33. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
Referenced by the price of 1 transaction in Table I.
- F8
Exercise of Rule 16b-3 stock option pursuant to a Rule 10b5-1 Plan, which was adopted on October 26, 2023.
Referenced by the price of 1 transaction in Table II.