Wendel Abigail M's Form 4 filing
Umb Financial Corp (UMBF) · filed Mar 14, 2024
- Accession no.
- 0001127602-24-010114
- Filed
- Mar 14, 2024
- Trade date
- Mar 13, 2024
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $95.4K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Wendel Abigail MCIK 0001757634 | Officer (President - Consumer Banking) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 13, 2024 | Common Stock | MOption exerciseAcquired | +1,239 | $75.25 | +$93,234.75 | 16,399 | Direct | |
| Mar 13, 2024 | Common Stock | SSaleDisposed | −300 | $80.71 | −$24,213 | 16,099 | Direct | |
| Mar 13, 2024 | Common Stock | SSaleDisposed | −882 | $80.70 | −$71,177.4 | 15,217 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 13, 2024 | Common Stock | MOption exerciseDisposed | −1,239 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.