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Britt Lisa P.'s Form 4 filing

Thermo Fisher Scientific Inc. (TMO) · filed Mar 13, 2024

Accession no.
0001127602-24-009989
Filed
Mar 13, 2024
Trade date
Mar 12, 2024
Filing delay
1 day
Rule 10b5-1 plan
Checked

This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $8.59M. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Britt Lisa P.CIK 0001676320Officer (Sr. VP and Chief HR Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 12, 2024Common StockMOption exerciseAcquired+8,445$190.59+$1,609,532.5525,768.11Direct
Mar 12, 2024Common StockSSaleDisposed−8,445$598.90−$5,057,710.517,323.11Direct
Mar 12, 2024Common StockMOption exerciseAcquired+5,900$210.68+$1,243,01223,223.11Direct
Mar 12, 2024Common StockSSaleDisposed−5,900$598.90−$3,533,51017,323.11Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Mar 12, 2024Common StockMOption exerciseDisposed−8,445$0.00$00Direct
Mar 12, 2024Common StockMOption exerciseDisposed−5,900$0.00$00Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)