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Deschatelets Pascal's Form 4 filing

Apellis Pharmaceuticals, Inc. (APLS) · filed Mar 11, 2024

Accession no.
0001127602-24-009368
Filed
Mar 11, 2024
Trade date
Mar 8, 2024
Filing delay
3 days
Rule 10b5-1 plan
Checked

This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $4.30M. It was filed 3 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Deschatelets PascalCIK 0001657720Officer (Chief Scientific Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 8, 2024Common StockMOption exerciseAcquired+69,107$3.67+$253,622.691,185,090Direct
Mar 8, 2024Common StockSSaleDisposed−42,750$61.88−$2,645,3701,142,340Direct
Mar 8, 2024Common StockSSaleDisposed−26,257$62.69−$1,646,051.331,116,083Direct
Mar 8, 2024Common StockSSaleDisposed−100$63.35−$6,3351,115,983Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Mar 8, 2024Common StockMOption exerciseDisposed−69,107$0.00$0106,387Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)