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Desjarlais John R's Form 4 filing

Xencor Inc (XNCR) · filed Mar 7, 2024

Accession no.
0001127602-24-009000
Filed
Mar 7, 2024
Trade date
Mar 5, 2024
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $155.3K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Desjarlais John RCIK 0001591313Officer (SR. VICE PRESIDENT & CSO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 5, 2024Common StockSSaleDisposed−6,629$23.43−$155,317.47166,989Direct
Mar 5, 2024Common StockAGrant or awardAcquired+20,724$0.00$0187,713Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Mar 5, 2024Common StockAGrant or awardAcquired+124,346$0.00$0124,346Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)