Utz John A.'s Form 4 filing
Associated Banc-Corp (ASB) · filed Mar 6, 2024
- Accession no.
- 0001127602-24-008770
- Filed
- Mar 6, 2024
- Trade date
- Mar 5, 2024
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 6 non-derivative transactions and 1 derivative transaction. Open-market sales total $297.0K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Utz John A.CIK 0001523751 | Officer (Executive Vice President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 5, 2024 | Common Stock $0.01 Par Value | SSaleDisposed | −1,952 | $21.21 | −$41,401.92 | 93,427.87 | Direct | |
| Mar 5, 2024 | Common Stock $0.01 Par Value | SSaleDisposed | −2,200 | $21.22 | −$46,684 | 91,227.87 | Direct | |
| Mar 5, 2024 | Common Stock $0.01 Par Value | SSaleDisposed | −1,348 | $21.22 | −$28,604.56 | 89,879.87 | Direct | |
| Mar 5, 2024 | Common Stock $0.01 Par Value | MOption exerciseAcquired | +8,510 | $17.67 | +$150,371.7 | 98,389.87 | Direct | |
| Mar 5, 2024 | Common Stock $0.01 Par Value | SSaleDisposed | −6,075 | $21.19 | −$128,729.25 | 92,314.87 | Direct | |
| Mar 5, 2024 | Common Stock $0.01 Par Value | SSaleDisposed | −2,435 | $21.20 | −$51,622 | 89,879.87 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 5, 2024 | Common Stock $0.01 Par Value | MOption exerciseDisposed | −8,510 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.