Preston Paul DuFauchard, Jr.'s Form 4 filing
PennyMac Mortgage Investment TrustPMT · filed Mar 5, 2024
- Accession no.
- 0001127602-24-008610
- Filed
- Mar 5, 2024
- Trade date
- Mar 4, 2024
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction. Open-market sales total $69.6K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Preston Paul DuFauchard, Jr.CIK 0001561933 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 4, 2024 | Common Shares of Beneficial Interest | SSaleDisposed | −4,961 | $14.02F1 | −$69,553.22 | 44,282 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported is the weighted average price of multiple transactions at prices ranging from $14.01 to $14.10. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Shares and the prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.