Banerjee Anup R's Form 4 filing
Snap-on IncSNA · filed Mar 4, 2024
- Accession no.
- 0001127602-24-008254
- Filed
- Mar 4, 2024
- Trade date
- Mar 4, 2024
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $3.51M. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Banerjee Anup RCIK 0001651010 | Officer (Sr VP & Chief Devel. Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 4, 2024 | Common Stock | MOption exerciseAcquired | +12,397 | $189.89 | +$2,354,066.33 | 23,817 | Direct | |
| Mar 4, 2024 | Common Stock | SSaleDisposed | −7,399 | $282.62F1 | −$2,091,105.38 | 16,418 | Direct | |
| Mar 4, 2024 | Common Stock | SSaleDisposed | −3,896 | $283.47F2 | −$1,104,399.12 | 12,522 | Direct | |
| Mar 4, 2024 | Common Stock | SSaleDisposed | −1,102 | $285.37F3 | −$314,477.74 | 11,420 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 4, 2024 | Common Stock | MOption exerciseDisposed | −12,397 | –F5 | – | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $282.14 to $283.08. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
Referenced by the price of 1 transaction in Table I.
- F2
This transaction was executed in multiple trades at prices ranging from $283.19 to $284.16. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $284.85 to $285.615. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
Referenced by the price of 1 transaction in Table I.
- F5
Exercise of Rule 16b-3 stock option.
Referenced by the price of 1 transaction in Table II.