Kappler Ann M's Form 4 filing
Prudential Financial Inc (PFH) · filed Mar 1, 2024
- Accession no.
- 0001127602-24-007798
- Filed
- Mar 1, 2024
- Trade date
- Feb 28, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $782.8K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kappler Ann MCIK 0001280546 | Officer (EVP and General Counsel) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 28, 2024 | Common Stock | MOption exerciseAcquired | +1,070 | $77.15 | +$82,550.5 | 24,662 | Direct | |
| Feb 28, 2024 | Common Stock | MOption exerciseAcquired | +6,941 | $63.59 | +$441,378.19 | 31,603 | Direct | |
| Feb 28, 2024 | Common Stock | SSaleDisposed | −7,222 | $108.39 | −$782,792.58 | 24,381 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 28, 2024 | Common Stock | MOption exerciseDisposed | −1,070 | $0.00 | $0 | 0 | Direct | |
| Feb 28, 2024 | Common Stock | MOption exerciseDisposed | −6,941 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.