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Feeney Caroline's Form 4 filing

Prudential Financial Inc (PFH) · filed Feb 27, 2024

Accession no.
0001127602-24-007213
Filed
Feb 27, 2024
Trade date
Feb 23, 2024
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.40M. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Feeney CarolineCIK 0001960842Officer (Executive Vice President)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 23, 2024Common StockMOption exerciseAcquired+5,016$93.36+$468,293.7624,070Direct
Feb 23, 2024Common StockMOption exerciseAcquired+7,883$95.87+$755,743.2131,953Direct
Feb 23, 2024Common StockSSaleDisposed−12,899$108.46−$1,399,025.5419,054Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Feb 23, 2024Common StockMOption exerciseDisposed−5,016$0.00$00Direct
Feb 23, 2024Common StockMOption exerciseDisposed−7,883$0.00$00Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)