Lord Rachel's Form 4 filing
BlackRock, Inc.BLK · filed Feb 23, 2024
- Accession no.
- 0001127602-24-006732
- Filed
- Feb 23, 2024
- Trade date
- Feb 23, 2024
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not checked
This filing lists 8 non-derivative transactions and 1 derivative transaction. Open-market sales total $29.5M. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lord RachelCIK 0001717289 | Officer (Senior Managing Director) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 23, 2024 | Common Stock | MOption exerciseAcquired | +36,059 | $513.50 | +$18,516,296.5 | 53,063 | Direct | |
| Feb 23, 2024 | Common Stock | SSaleDisposed | −16,469 | $816.41F2 | −$13,445,456.29 | 36,594 | Direct | |
| Feb 23, 2024 | Common Stock | SSaleDisposed | −4,300 | $817.56F3 | −$3,515,508 | 32,294 | Direct | |
| Feb 23, 2024 | Common Stock | SSaleDisposed | −6,867 | $818.79F4 | −$5,622,630.93 | 25,427 | Direct | |
| Feb 23, 2024 | Common Stock | SSaleDisposed | −3,497 | $819.56F5 | −$2,866,001.32 | 21,930 | Direct | |
| Feb 23, 2024 | Common Stock | SSaleDisposed | −1,802 | $820.74F6 | −$1,478,973.48 | 20,128 | Direct | |
| Feb 23, 2024 | Common Stock | SSaleDisposed | −1,276 | $821.82F7 | −$1,048,642.32 | 18,852 | Direct | |
| Feb 23, 2024 | Common Stock | SSaleDisposed | −1,848 | $823.22F8 | −$1,521,310.56 | 17,004 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 23, 2024 | Common Stock | MOption exerciseDisposed | −36,059 | $0.00 | $0 | 18,036 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $816.08 to $817.07. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $817.10 to $818.10. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $818.16 to $819.16. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $819.18 to $820.16. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $820.21 to $821.11. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $821.31 to $822.16. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple trades at prices ranging from $823.08 to $823.38. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.