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Fang Li's Form 4 filing

Corning Inc (GLW) · filed Feb 23, 2024

Accession no.
0001127602-24-006555
Filed
Feb 23, 2024
Trade date
Feb 21, 2024
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 4 non-derivative transactions and 3 derivative transactions. Open-market sales total $274.2K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Fang LiCIK 0001824647Officer (SVP, Corning Intl & NBD, Solar)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 21, 2024Common StockMOption exerciseAcquired+2,852$20.82+$59,378.642,852Direct
Feb 21, 2024Common StockMOption exerciseAcquired+2,840$20.91+$59,384.45,692Direct
Feb 21, 2024Common StockMOption exerciseAcquired+2,788$21.30+$59,384.48,480Direct
Feb 21, 2024Common StockSSaleDisposed−8,480$32.34−$274,243.20Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Feb 21, 2024Common StockMOption exerciseDisposed−2,852$0.00$00Direct
Feb 21, 2024Common StockMOption exerciseDisposed−2,840$0.00$00Direct
Feb 21, 2024Common StockMOption exerciseDisposed−2,788$0.00$00Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)