Heyman William H's Form 4 filing
Travelers Companies, Inc. (TRV) · filed Feb 15, 2024
- Accession no.
- 0001127602-24-005200
- Filed
- Feb 15, 2024
- Trade date
- Feb 13-14, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $906.6K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Heyman William HCIK 0001198930 | Officer (Vice Chairman) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 13, 2024 | Common Stock | MOption exerciseAcquired | +2,000 | $132.58 | +$265,160 | 257,178.14 | Direct | |
| Feb 13, 2024 | Common Stock | SSaleDisposed | −2,000 | $216.41F1 | −$432,820 | 255,178.14 | Direct | |
| Feb 14, 2024 | Common Stock | MOption exerciseAcquired | +681 | $140.85 | +$95,918.85 | 255,859.14 | Direct | |
| Feb 14, 2024 | Common Stock | MOption exerciseAcquired | +1,500 | $132.58 | +$198,870 | 257,359.14 | Direct | |
| Feb 14, 2024 | Common Stock | SSaleDisposed | −681 | $217.98 | −$148,444.38 | 256,678.14 | Direct | |
| Feb 14, 2024 | Common Stock | SSaleDisposed | −1,500 | $216.92F2 | −$325,380 | 255,178.14 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 13, 2024 | Common Stock | MOption exerciseDisposed | −2,000 | $0.00 | $0 | 1,500 | Direct | |
| Feb 14, 2024 | Common Stock | MOption exerciseDisposed | −1,500 | $0.00 | $0 | 0 | Direct | |
| Feb 14, 2024 | Common Stock | MOption exerciseDisposed | −681 | $0.00 | $0 | 47,005 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents the weighted average sales price for increments ranging from $216.31 to $216.50. The Reporting Person undertakes to provide upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
Represents the weighted average sales price for increments ranging from $216.75 to $217.00. The Reporting Person undertakes to provide upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.