Lin Jonathan's Form 4/A amendment
AmendedEquinix Inc (EQIX) · filed Feb 13, 2024
- Accession no.
- 0001127602-24-004823
- Filed
- Feb 13, 2024
- Trade date
- Jan 17, 2024
- Filing delay
- 27 days
- Rule 10b5-1 plan
- Checked
- Original filed
- Jan 18, 2024
This filing lists 5 non-derivative transactions. It carries over 8 transactions from the original filing that it did not restate. Open-market sales total $554.0K. It was filed 27 days after the trade.
This amendment restates part of 0001127602-24-001609 (filed Jan 18, 2024). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lin JonathanCIK 0001901777 | Officer (EVP, GM, Data Center Services) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 17, 2024 | Common Stock | SSaleDisposed | −103 | $808.47F3 | −$83,272.41 | 6,038 | Direct | |
| Jan 17, 2024 | Common Stock | SSaleDisposed | −68 | $809.40F5 | −$55,039.2 | 5,970 | Direct | |
| Jan 17, 2024 | Common Stock | SSaleDisposed | −199 | $811.00F6 | −$161,389 | 5,771 | Direct | |
| Jan 17, 2024 | Common Stock | SSaleDisposed | −125 | $812.33F7 | −$101,541.25 | 5,646 | Direct | |
| Jan 17, 2024 | Common Stock | SSaleDisposed | −35 | $813.99F8 | −$28,489.65 | 5,611 | Direct |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001127602-24-001609 (filed Jan 18, 2024).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 16, 2024 | Common Stock | MOption exerciseAcquired | +752 | $0.00 | $0 | 5,549 | Direct | |
| Jan 16, 2024 | Common Stock | MOption exerciseAcquired | +746 | $0.00 | $0 | 6,295 | Direct | |
| Jan 17, 2024 | Common Stock | SSaleDisposed | −40 | $804.62F3 | −$32,184.8 | 6,212 | Direct | |
| Jan 17, 2024 | Common Stock | SSaleDisposed | −32 | $805.83F4 | −$25,786.56 | 6,180 | Direct | |
| Jan 17, 2024 | Common Stock | SSaleDisposed | −39 | $807.28F5 | −$31,483.92 | 6,141 | Direct | |
| Jan 17, 2024 | Common Stock | SSaleDisposed | −43 | $808.47F6 | −$34,764.21 | 6,098 | Direct |
Derivative securities (Table II)
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 16, 2024 | Common Stock | MOption exerciseDisposed | −752 | $0.00 | $0 | 751 | Direct | |
| Jan 16, 2024 | Common Stock | MOption exerciseDisposed | −746 | $0.00 | $0 | 1,489 | Direct |
Footnotes on the original
The footnotes that the prices of these transactions refer to on the original filing.
- F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $804.18 to $805.18 inclusive.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $805.355 to $806.23 inclusive.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $806.99 to $807.69 inclusive.
Referenced by the price of 1 transaction in Table I.
- F6
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $808.00 to $808.90 inclusive.
Referenced by the price of 1 transaction in Table I.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Shares were sold pursuant to a 10b5-1 Trading Plan in order to raise funds to pay the required withholding tax pursuant to the vesting of RSUs.
- F2
This amount was previously reported incorrectly due to an administrative error.
- F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $808.00 to $808.90 inclusive.
Referenced by the price of 1 transaction in Table I.
- F4
This amendment is being filed solely to correct an administrative error of the original filing regarding the number of shares beneficially owned by the reporting person following execution of the reported transactions
- F5
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $809.10 to $809.64 inclusive.
Referenced by the price of 1 transaction in Table I.
- F6
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $810.70 to $811.185 inclusive.
Referenced by the price of 1 transaction in Table I.
- F7
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $812.00 to $812.83 inclusive.
Referenced by the price of 1 transaction in Table I.
- F8
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $813.36 to $814.00 inclusive.
Referenced by the price of 1 transaction in Table I.
Remarks
This amendment is being filed solely to correct an inadvertent error in Column 4, line 7 of Table I of the original filing regarding the number of shares sold and beneficially owned by the reporting person following execution of the reported transactions