Russell David Eric's Form 4 filing
Yum Brands Inc (YUM) · filed Feb 12, 2024
- Accession no.
- 0001127602-24-004358
- Filed
- Feb 12, 2024
- Trade date
- Feb 9, 2024
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Checked
This filing lists 6 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.29M. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Russell David EricCIK 0001513190 | Officer (Vice President, Controller) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 9, 2024 | Common Stock | MOption exerciseAcquired | +13,527 | $52.64 | +$712,061.28 | 32,188 | Direct | |
| Feb 9, 2024 | Common Stock | DReturned to the companyDisposed | −7,982 | $129.64 | −$1,034,786.48 | 24,206 | Direct | |
| Feb 9, 2024 | Common Stock | SSaleDisposed | −5,545 | $129.63 | −$718,798.35 | 18,661 | Direct | |
| Feb 9, 2024 | Common Stock | MOption exerciseAcquired | +13,527 | $52.64 | +$712,061.28 | 32,188 | Direct | |
| Feb 9, 2024 | Common Stock | DReturned to the companyDisposed | −9,153 | $129.64 | −$1,186,594.92 | 23,035 | Direct | |
| Feb 9, 2024 | Common Stock | SSaleDisposed | −4,374 | $129.63 | −$567,001.62 | 18,661 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 9, 2024 | Common Stock | MOption exerciseDisposed | −13,527 | $0.00 | $0 | 0 | Direct | |
| Feb 9, 2024 | Common Stock | MOption exerciseDisposed | −13,527 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.