Schnitzer Alan D's Form 4 filing
Travelers Companies, Inc. (TRV) · filed Feb 9, 2024
- Accession no.
- 0001127602-24-004193
- Filed
- Feb 9, 2024
- Trade date
- Feb 8, 2024
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 5 non-derivative transactions and 1 derivative transaction. Open-market sales total $9.55M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Schnitzer Alan DCIK 0001397350 | Director, Officer (Chairman and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 8, 2024 | Common Stock | MOption exerciseAcquired | +222,901 | $118.78 | +$26,476,180.78 | 445,424.59 | Direct | |
| Feb 8, 2024 | Common Stock | SSaleDisposed | −17,702 | $211.67F1 | −$3,746,982.34 | 427,722.59 | Direct | |
| Feb 8, 2024 | Common Stock | SSaleDisposed | −8,195 | $212.78F2 | −$1,743,732.1 | 419,527.59 | Direct | |
| Feb 8, 2024 | Common Stock | SSaleDisposed | −18,999 | $213.42F3 | −$4,054,766.58 | 400,528.59 | Direct | |
| Feb 8, 2024 | Common Stock | FTax withholdingDisposed | −178,005 | $213.46 | −$37,996,947.3 | 222,523.59 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 8, 2024 | Common Stock | MOption exerciseDisposed | −222,901 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents the weighted average sales price for price increments ranging from $211.12 to $212.115. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
Referenced by the price of 1 transaction in Table I.
- F2
Represents the weighted average sales price for price increments ranging from $212.125 to $213.12. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
Referenced by the price of 1 transaction in Table I.
- F3
Represents the weighted average sales price for price increments ranging from $213.13 to $213.79. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
Referenced by the price of 1 transaction in Table I.