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Small Martin's Form 4 filing

BlackRock, Inc.BLK · filed Feb 2, 2024

Accession no.
0001127602-24-003266
Filed
Feb 2, 2024
Trade date
Jan 31-Feb 2, 2024
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 4 non-derivative transactions. Open-market sales total $5.53M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Small MartinCIK 0001966255Officer (CFO & Senior Managing Director)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jan 31, 2024Common StockAGrant or awardAcquired+1,569$0.00$014,004.41Direct
Jan 31, 2024Common StockFTax withholdingDisposed−1,709$781.73−$1,335,976.5712,295.41Direct
Feb 2, 2024Common StockSSaleDisposed−5,061$786.14F4−$3,978,654.547,234.41Direct
Feb 2, 2024Common StockSSaleDisposed−1,975$786.92F5−$1,554,1675,259.41Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F4

This transaction was executed in multiple trades at prices ranging from $785.67 to $786.56. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F5

This transaction was executed in multiple trades at prices ranging from $786.75 to $787.04. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)