Fitzgerald John Taylor Maloney's Form 4/A amendment
AmendedKINGSWAY Corp (KWY) · filed Jan 31, 2024
- Accession no.
- 0001127602-24-002730
- Filed
- Jan 31, 2024
- Trade date
- Jan 30, 2024
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
- Original filed
- Jan 31, 2024
This filing lists 1 non-derivative transaction. Open-market purchases total $2.51K. It was filed 1 day after the trade.
This amendment replaces 0001127602-24-002722 (filed Jan 31, 2024).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Fitzgerald John Taylor MaloneyCIK 0001584349 | Director, Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 30, 2024 | Common Stock | PPurchaseAcquired | +283 | $8.86 | +$2,507.38 | 1,785,041 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The shares of Common Stock were acquired pursuant to the Kingsway America Inc. Employee Share Purchase Plan, as amended and restated effective May 29, 2014 (the "ESPP"). Pursuant to the ESPP, eligible employees may contribute an amount up to 5% of adjusted salary for each regular payroll period and, to the extent such employee has been employed by Kingsway America Inc. and its subsidiaries for 12 months, the company will make a matching contribution equal to 100% of such employee's contribution. The employee contributions and company contributions are used to purchase, as soon as administratively practicable after the date of such contributions, shares of Kingsway Financial Services Inc. The shares are acquired by the administrator of the ESPP on the open market through the services of a duly registered stockbroker.
- F2
Includes 500,000 shares of restricted stock issued on September 5, 2018 and 500,000 shares of restricted stock granted on March 31, 2021.