Watson David O.'s Form 4 filing
Apellis Pharmaceuticals, Inc. (APLS) · filed Jan 17, 2024
- Accession no.
- 0001127602-24-001436
- Filed
- Jan 17, 2024
- Trade date
- Jan 16, 2024
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $283.3K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Watson David O.CIK 0001657719 | Officer (General Counsel) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 16, 2024 | Common Stock | AGrant or awardAcquired | +23,748 | $0.00 | $0 | 113,501 | Direct | |
| Jan 16, 2024 | Common Stock | SSaleDisposed | −4,240 | $66.81 | −$283,274.4 | 109,261 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 16, 2024 | Common Stock | AGrant or awardAcquired | +34,533 | $66.30 | +$2,289,537.9 | 34,533 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.