Ward Thomas J's Form 4 filing
Snap-on Inc (SNA) · filed Dec 27, 2023
- Accession no.
- 0001127602-23-030497
- Filed
- Dec 27, 2023
- Trade date
- Dec 26, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Checked
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $416.0K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ward Thomas JCIK 0001320928 | Officer (Sr VP & President - RS&I Group) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 26, 2023 | Common Stock | MOption exerciseAcquired | +1,435 | $189.89 | +$272,492.15 | 50,118.81 | Direct | |
| Dec 26, 2023 | Common Stock | SSaleDisposed | −1,435 | $289.91F2 | −$416,020.85 | 48,683.81 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 26, 2023 | Common Stock | MOption exerciseDisposed | −1,435 | –F4 | – | 5,092 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $289.80 to $290.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
Referenced by the price of 1 transaction in Table I.
- F4
Exercise of Rule 16b-3 stock option pursuant to a Rule 10b5-1 Plan, which was adopted on May 26, 2023.
Referenced by the price of 1 transaction in Table II.