Carnahan Scott W.'s Form 4 filing
PennyMac Mortgage Investment Trust (PMT) · filed Dec 18, 2023
- Accession no.
- 0001127602-23-029882
- Filed
- Dec 18, 2023
- Trade date
- Sep 26-Dec 14, 2023
- Filing delay
- 83 daysLate
- Rule 10b5-1 plan
- Checked
This filing lists 4 non-derivative transactions. Open-market sales total $539.0K. It was filed 83 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Carnahan Scott W.CIK 0001469228 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 29, 2023 | Common Shares of Beneficial Interest | WInheritanceAcquired | +1,717.61 | $0.00 | $0 | 11,561.61 | Direct | |
| Dec 14, 2023 | Common Shares of Beneficial Interest | SSaleDisposed | −35,000 | $15.40 | −$539,000 | 18,055 | Indirect | |
| Sep 26, 2023 | Series A Preferred Stock | WInheritanceAcquired | +141 | $0.00 | $0 | 141 | Indirect | |
| Oct 2, 2023 | Common Shares of Beneficial Interest | WInheritanceAcquired | +3,219 | $0.00 | $0 | 3,219 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.