Ward Thomas J's Form 4 filing
Snap-on Inc (SNA) · filed Dec 18, 2023
- Accession no.
- 0001127602-23-029877
- Filed
- Dec 18, 2023
- Trade date
- Dec 14, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 5 non-derivative transactions and 3 derivative transactions. Open-market sales total $10.6M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ward Thomas JCIK 0001320928 | Officer (Sr VP & President - RS&I Group) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 14, 2023 | Common Stock | MOption exerciseAcquired | +22,749 | $168.70 | +$3,837,756.3 | 71,432.81 | Direct | |
| Dec 14, 2023 | Common Stock | MOption exerciseAcquired | +8,583 | $155.34 | +$1,333,283.22 | 80,015.81 | Direct | |
| Dec 14, 2023 | Common Stock | MOption exerciseAcquired | +5,448 | $189.89 | +$1,034,520.72 | 85,463.81 | Direct | |
| Dec 14, 2023 | Common Stock | SSaleDisposed | −25,341 | $289.27F3 | −$7,330,391.07 | 60,122.81 | Direct | |
| Dec 14, 2023 | Common Stock | SSaleDisposed | −11,439 | $289.92F4 | −$3,316,394.88 | 48,683.81 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 14, 2023 | Common Stock | MOption exerciseDisposed | −22,749 | –F6 | – | 19,251 | Direct | |
| Dec 14, 2023 | Common Stock | MOption exerciseDisposed | −8,583 | –F6 | – | 0 | Direct | |
| Dec 14, 2023 | Common Stock | MOption exerciseDisposed | −5,448 | –F6 | – | 9,827 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
This transaction was executed in multiple trades at prices ranging from $288.80 to $289.79 . The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $289.80 to $290.26. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
Referenced by the price of 1 transaction in Table I.
- F6
Exercise of Rule 16b-3 stock option pursuant to a Rule 10b5-1 Plan, which was adopted on May 26, 2023.
Referenced by the price of 3 transactions in Table II.