Tanji Kenneth's Form 4 filing
Prudential Financial Inc (PFH) · filed Dec 18, 2023
- Accession no.
- 0001127602-23-029767
- Filed
- Dec 18, 2023
- Trade date
- Dec 14, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 3 derivative transactions. Open-market sales total $2.43M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Tanji KennethCIK 0001760674 | Officer (EVP and CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 14, 2023 | Common Stock | MOption exerciseAcquired | +5,195 | $84.53 | +$439,133.35 | 52,350 | Direct | |
| Dec 14, 2023 | Common Stock | MOption exerciseAcquired | +9,096 | $78.08 | +$710,215.68 | 61,446 | Direct | |
| Dec 14, 2023 | Common Stock | MOption exerciseAcquired | +8,833 | $63.59 | +$561,690.47 | 70,279 | Direct | |
| Dec 14, 2023 | Common Stock | SSaleDisposed | −23,124 | $105.14 | −$2,431,257.36 | 47,155 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 14, 2023 | Common Stock | MOption exerciseDisposed | −5,195 | $0.00 | $0 | 0 | Direct | |
| Dec 14, 2023 | Common Stock | MOption exerciseDisposed | −9,096 | $0.00 | $0 | 0 | Direct | |
| Dec 14, 2023 | Common Stock | MOption exerciseDisposed | −8,833 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.