Chang William Herbert's Form 4 filing
PennyMac Financial Services, Inc. (PFSI) · filed Dec 15, 2023
- Accession no.
- 0001127602-23-029742
- Filed
- Dec 15, 2023
- Trade date
- Dec 14-15, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions. Open-market sales total $909.3K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Chang William HerbertCIK 0001969856 | Officer (Chief Capital Markets Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 14, 2023 | Common Stock | SSaleDisposed | −9,900 | $91.85F1 | −$909,315 | 31,159 | Direct | |
| Dec 15, 2023 | Common Stock | GGiftDisposed | −100 | $0.00 | $0 | 31,059 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported is the weighted average price of multiple transactions ranging from $91.75 to $92.01. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer, the number of Common Stock and the prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.