Stein David L's Form 4 filing
Associated Banc-Corp (ASB) · filed Nov 30, 2023
- Accession no.
- 0001127602-23-028488
- Filed
- Nov 30, 2023
- Trade date
- Nov 29, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $348.8K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Stein David LCIK 0001404929 | Officer (Executive Vice President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 29, 2023 | Common Stock $0.01 Par Value | MOption exerciseAcquired | +11,882 | $17.02 | +$202,231.64 | 97,665 | Direct | |
| Nov 29, 2023 | Common Stock $0.01 Par Value | SSaleDisposed | −19,379 | $18.00 | −$348,822 | 78,286 | Direct | |
| Nov 29, 2023 | Common Stock $0.01 Par Value | MOption exerciseAcquired | +7,497 | $17.67 | +$132,471.99 | 85,783 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 29, 2023 | Common Stock $0.01 Par Value | MOption exerciseDisposed | −11,882 | $0.00 | $0 | 0 | Direct | |
| Nov 29, 2023 | Common Stock $0.01 Par Value | MOption exerciseDisposed | −7,497 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.