Wang Warton's Form 4 filing
Yum China Holdings, Inc.YUMC · filed Nov 24, 2023
- Accession no.
- 0001127602-23-028238
- Filed
- Nov 24, 2023
- Trade date
- Nov 21, 2023
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $186.0K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Wang WartonCIK 0001926703 | Officer (General Manager, KFC) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 21, 2023 | Common Stock | MOption exerciseAcquired | +7,305 | $21.30 | +$155,596.5 | 9,083 | Direct | |
| Nov 21, 2023 | Common Stock | SSaleDisposed | −3,975 | $46.78F1 | −$185,950.5 | 5,108 | Direct | |
| Nov 21, 2023 | Common Stock | DReturned to the companyDisposed | −3,330 | $46.73 | −$155,610.9 | 1,778 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 21, 2023 | Common Stock | MOption exerciseDisposed | −7,305 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $46.78 to $46.785. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.