Atwell Robert Bruce's Form 4 filing
Nicolet Bankshares Inc (NIC) · filed Nov 21, 2023
- Accession no.
- 0001127602-23-028116
- Filed
- Nov 21, 2023
- Trade date
- Nov 17-20, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions. Open-market sales total $233.5K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Atwell Robert BruceCIK 0001253903 | Director, Officer (Executive Chairman) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 17, 2023 | Common Stock | SSaleDisposed | −3,000 | $77.82F1 | −$233,460 | 51,447 | Direct | |
| Nov 20, 2023 | Common Stock | AGrant or awardAcquired | +1,059 | $77.64 | +$82,220.76 | 52,506 | Direct | |
| Nov 20, 2023 | Common Stock | FTax withholdingDisposed | −166 | $77.64 | −$12,888.24 | 52,340 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.70 to $78.04, inclusive. Mr. Atwell undertakes to provide to Nicolet Bankshares, Inc., any security holder of Nicolet Bankshares, Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
Referenced by the price of 1 transaction in Table I.