Bouvat-Merlin Maxime's Form 4 filing
Sonos Inc (SONO) · filed Nov 17, 2023
- Accession no.
- 0001127602-23-027889
- Filed
- Nov 17, 2023
- Trade date
- Nov 15, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 4 derivative transactions. Open-market sales total $78.0K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bouvat-Merlin MaximeCIK 0001589082 | Officer (Chief Product Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 15, 2023 | Common Stock | SSaleDisposed | −6,917 | $11.27 | −$77,954.59 | 24,138 | Direct | |
| Nov 15, 2023 | Common Stock | MOption exerciseAcquired | +15,054 | –F3 | – | 39,192 | Direct | |
| Nov 15, 2023 | Common Stock | FTax withholdingDisposed | −5,208 | $11.26 | −$58,642.08 | 33,984 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 15, 2023 | Common Stock | MOption exerciseDisposed | −3,185 | $0.00 | $0 | 91,951 | Direct | |
| Nov 15, 2023 | Common Stock | MOption exerciseDisposed | −6,602 | $0.00 | $0 | 85,349 | Direct | |
| Nov 15, 2023 | Common Stock | MOption exerciseDisposed | −5,267 | $0.00 | $0 | 80,082 | Direct | |
| Nov 15, 2023 | Common Stock | AGrant or awardAcquired | +129,087 | $0.00 | $0 | 209,169 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.
Referenced by the price of 1 transaction in Table I.