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Kemper J Mariner's Form 4 filing

Umb Financial Corp (UMBF) · filed Nov 17, 2023

Accession no.
0001127602-23-027881
Filed
Nov 17, 2023
Trade date
Nov 17, 2023
Filing delay
Same day
Rule 10b5-1 plan
Not checked

This filing lists 9 non-derivative transactions. Open-market sales total $119.8K. It was filed on the trade date.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Kemper J MarinerCIK 0001229109Director, Officer (Chairman and CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 17, 2023Common StockSSaleDisposed−533$73.44−$39,143.521,796,378Indirect
Nov 17, 2023Common StockSSaleDisposed−100$73.45−$7,3451,796,278Indirect
Nov 17, 2023Common StockSSaleDisposed−448$73.45−$32,905.61,795,830Indirect
Nov 17, 2023Common StockSSaleDisposed−50$73.46−$3,6731,795,780Indirect
Nov 17, 2023Common StockSSaleDisposed−100$73.46−$7,3461,795,680Indirect
Nov 17, 2023Common StockSSaleDisposed−269$73.47−$19,763.431,795,411Indirect
Nov 17, 2023Common StockSSaleDisposed−52$73.48−$3,820.961,795,359Indirect
Nov 17, 2023Common StockSSaleDisposed−78$73.49−$5,732.221,795,281Indirect
Nov 17, 2023Common StockSSaleDisposed−1$73.52−$73.521,795,280Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)