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Kemper J Mariner's Form 4 filing

Umb Financial Corp (UMBF) · filed Nov 17, 2023

Accession no.
0001127602-23-027880
Filed
Nov 17, 2023
Trade date
Nov 17, 2023
Filing delay
Same day
Rule 10b5-1 plan
Not checked

This filing lists 21 non-derivative transactions. Open-market sales total $925.1K. It was filed on the trade date.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Kemper J MarinerCIK 0001229109Director, Officer (Chairman and CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 17, 2023Common StockSSaleDisposed−2,667$73.22−$195,277.741,806,869Indirect
Nov 17, 2023Common StockSSaleDisposed−234$73.23−$17,135.821,806,635Indirect
Nov 17, 2023Common StockSSaleDisposed−740$73.25−$54,2051,805,895Indirect
Nov 17, 2023Common StockSSaleDisposed−2,062$73.25−$151,041.51,803,833Indirect
Nov 17, 2023Common StockSSaleDisposed−399$73.26−$29,230.741,803,434Indirect
Nov 17, 2023Common StockSSaleDisposed−26$73.27−$1,905.021,803,408Indirect
Nov 17, 2023Common StockSSaleDisposed−187$73.27−$13,701.491,803,221Indirect
Nov 17, 2023Common StockSSaleDisposed−13$73.28−$952.641,803,208Indirect
Nov 17, 2023Common StockSSaleDisposed−778$73.28−$57,011.841,802,430Indirect
Nov 17, 2023Common StockSSaleDisposed−201$73.29−$14,731.291,802,229Indirect
Nov 17, 2023Common StockSSaleDisposed−270$73.29−$19,788.31,801,959Indirect
Nov 17, 2023Common StockSSaleDisposed−282$73.30−$20,670.61,801,677Indirect
Nov 17, 2023Common StockSSaleDisposed−2,448$73.30−$179,438.41,799,229Indirect
Nov 17, 2023Common StockSSaleDisposed−391$73.31−$28,664.211,798,838Indirect
Nov 17, 2023Common StockSSaleDisposed−734$73.31−$53,809.541,798,104Indirect
Nov 17, 2023Common StockSSaleDisposed−113$73.32−$8,285.161,797,991Indirect
Nov 17, 2023Common StockSSaleDisposed−100$73.32−$7,3321,797,891Indirect
Nov 17, 2023Common StockSSaleDisposed−100$73.33−$7,3331,797,791Indirect
Nov 17, 2023Common StockSSaleDisposed−100$73.35−$7,3351,797,691Indirect
Nov 17, 2023Common StockSSaleDisposed−80$73.35−$5,8681,797,611Indirect
Nov 17, 2023Common StockSSaleDisposed−700$73.43−$51,4011,796,911Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)