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Kemper J Mariner's Form 4 filing

Umb Financial Corp (UMBF) · filed Nov 17, 2023

Accession no.
0001127602-23-027876
Filed
Nov 17, 2023
Trade date
Nov 17, 2023
Filing delay
Same day
Rule 10b5-1 plan
Not checked

This filing lists 22 non-derivative transactions. Open-market sales total $1.06M. It was filed on the trade date.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Kemper J MarinerCIK 0001229109Director, Officer (Chairman and CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 17, 2023Common StockSSaleDisposed−14$72.83−$1,019.621,829,883Indirect
Nov 17, 2023Common StockSSaleDisposed−100$72.84−$7,2841,829,783Indirect
Nov 17, 2023Common StockSSaleDisposed−2,465$73.00−$179,9451,827,318Indirect
Nov 17, 2023Common StockSSaleDisposed−356$73.01−$25,991.561,826,962Indirect
Nov 17, 2023Common StockSSaleDisposed−540$73.01−$39,425.41,826,422Indirect
Nov 17, 2023Common StockSSaleDisposed−249$73.02−$18,181.981,826,173Indirect
Nov 17, 2023Common StockSSaleDisposed−588$73.02−$42,935.761,825,585Indirect
Nov 17, 2023Common StockSSaleDisposed−197$73.03−$14,386.911,825,388Indirect
Nov 17, 2023Common StockSSaleDisposed−360$73.03−$26,290.81,825,028Indirect
Nov 17, 2023Common StockSSaleDisposed−543$73.04−$39,660.721,824,485Indirect
Nov 17, 2023Common StockSSaleDisposed−851$73.04−$62,157.041,823,634Indirect
Nov 17, 2023Common StockSSaleDisposed−151$73.05−$11,030.551,823,483Indirect
Nov 17, 2023Common StockSSaleDisposed−3,343$73.05−$244,206.151,820,140Indirect
Nov 17, 2023Common StockSSaleDisposed−636$73.06−$46,466.161,819,504Indirect
Nov 17, 2023Common StockSSaleDisposed−1,356$73.06−$99,069.361,818,148Indirect
Nov 17, 2023Common StockSSaleDisposed−57$73.07−$4,164.991,818,091Indirect
Nov 17, 2023Common StockSSaleDisposed−408$73.07−$29,812.561,817,683Indirect
Nov 17, 2023Common StockSSaleDisposed−435$73.08−$31,789.81,817,248Indirect
Nov 17, 2023Common StockSSaleDisposed−100$73.08−$7,3081,817,148Indirect
Nov 17, 2023Common StockSSaleDisposed−453$73.08−$33,105.241,816,695Indirect
Nov 17, 2023Common StockSSaleDisposed−661$73.09−$48,312.491,816,034Indirect
Nov 17, 2023Common StockSSaleDisposed−698$73.09−$51,016.821,815,336Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)