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Kemper J Mariner's Form 4 filing

Umb Financial Corp (UMBF) · filed Nov 17, 2023

Accession no.
0001127602-23-027872
Filed
Nov 17, 2023
Trade date
Nov 16-17, 2023
Filing delay
1 day
Rule 10b5-1 plan
Not checked

This filing lists 21 non-derivative transactions. Open-market sales total $606.2K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Kemper J MarinerCIK 0001229109Director, Officer (Chairman and CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 16, 2023Common StockSSaleDisposed−162$72.58−$11,757.961,838,070Indirect
Nov 16, 2023Common StockSSaleDisposed−100$72.58−$7,2581,837,970Indirect
Nov 16, 2023Common StockSSaleDisposed−89$72.58−$6,459.621,837,881Indirect
Nov 16, 2023Common StockSSaleDisposed−584$72.60−$42,398.41,837,297Indirect
Nov 16, 2023Common StockSSaleDisposed−13$72.61−$943.931,837,284Indirect
Nov 16, 2023Common StockSSaleDisposed−50$72.77−$3,638.51,837,234Indirect
Nov 16, 2023Common StockSSaleDisposed−292$72.79−$21,254.681,836,942Indirect
Nov 16, 2023Common StockSSaleDisposed−100$72.80−$7,2801,836,842Indirect
Nov 16, 2023Common StockSSaleDisposed−114$72.80−$8,299.21,836,728Indirect
Nov 17, 2023Common StockSSaleDisposed−1,809$72.60−$131,333.41,834,919Indirect
Nov 17, 2023Common StockSSaleDisposed−50$72.61−$3,630.51,834,869Indirect
Nov 17, 2023Common StockSSaleDisposed−100$72.61−$7,2611,834,769Indirect
Nov 17, 2023Common StockSSaleDisposed−41$72.72−$2,981.521,834,728Indirect
Nov 17, 2023Common StockSSaleDisposed−1,252$72.78−$91,120.561,833,476Indirect
Nov 17, 2023Common StockSSaleDisposed−300$72.79−$21,8371,833,176Indirect
Nov 17, 2023Common StockSSaleDisposed−379$72.79−$27,587.411,832,797Indirect
Nov 17, 2023Common StockSSaleDisposed−2,183$72.80−$158,922.41,830,614Indirect
Nov 17, 2023Common StockSSaleDisposed−85$72.81−$6,188.851,830,529Indirect
Nov 17, 2023Common StockSSaleDisposed−569$72.81−$41,428.891,829,960Indirect
Nov 17, 2023Common StockSSaleDisposed−62$72.82−$4,514.841,829,898Indirect
Nov 17, 2023Common StockSSaleDisposed−1$72.82−$72.821,829,897Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)