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Kemper J Mariner's Form 4 filing

Umb Financial Corp (UMBF) · filed Nov 17, 2023

Accession no.
0001127602-23-027870
Filed
Nov 17, 2023
Trade date
Nov 16, 2023
Filing delay
1 day
Rule 10b5-1 plan
Not checked

This filing lists 22 non-derivative transactions. Open-market sales total $792.2K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Kemper J MarinerCIK 0001229109Director, Officer (Chairman and CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 16, 2023Common StockSSaleDisposed−291$72.18−$21,004.381,848,879Indirect
Nov 16, 2023Common StockSSaleDisposed−132$72.19−$9,529.081,848,747Indirect
Nov 16, 2023Common StockSSaleDisposed−389$72.19−$28,081.911,848,358Indirect
Nov 16, 2023Common StockSSaleDisposed−25$72.20−$1,8051,848,333Indirect
Nov 16, 2023Common StockSSaleDisposed−903$72.20−$65,196.61,847,430Indirect
Nov 16, 2023Common StockSSaleDisposed−240$72.21−$17,330.41,847,190Indirect
Nov 16, 2023Common StockSSaleDisposed−690$72.21−$49,824.91,846,500Indirect
Nov 16, 2023Common StockSSaleDisposed−53$72.22−$3,827.661,846,447Indirect
Nov 16, 2023Common StockSSaleDisposed−484$72.22−$34,954.481,845,963Indirect
Nov 16, 2023Common StockSSaleDisposed−100$72.25−$7,2251,845,863Indirect
Nov 16, 2023Common StockSSaleDisposed−100$72.25−$7,2251,845,763Indirect
Nov 16, 2023Common StockSSaleDisposed−113$72.42−$8,183.461,845,650Indirect
Nov 16, 2023Common StockSSaleDisposed−792$72.45−$57,380.41,844,858Indirect
Nov 16, 2023Common StockSSaleDisposed−100$72.46−$7,2461,844,758Indirect
Nov 16, 2023Common StockSSaleDisposed−1,254$72.46−$90,864.841,843,504Indirect
Nov 16, 2023Common StockSSaleDisposed−200$72.47−$14,4941,843,304Indirect
Nov 16, 2023Common StockSSaleDisposed−200$72.49−$14,4981,843,104Indirect
Nov 16, 2023Common StockSSaleDisposed−657$72.50−$47,632.51,842,447Indirect
Nov 16, 2023Common StockSSaleDisposed−837$72.55−$60,724.351,841,610Indirect
Nov 16, 2023Common StockSSaleDisposed−1,485$72.56−$107,751.61,840,125Indirect
Nov 16, 2023Common StockSSaleDisposed−300$72.57−$21,7711,839,825Indirect
Nov 16, 2023Common StockSSaleDisposed−1,593$72.57−$115,604.011,838,232Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)