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Kemper J Mariner's Form 4 filing

Umb Financial Corp (UMBF) · filed Nov 17, 2023

Accession no.
0001127602-23-027865
Filed
Nov 17, 2023
Trade date
Nov 16, 2023
Filing delay
1 day
Rule 10b5-1 plan
Not checked

This filing lists 21 non-derivative transactions. Open-market sales total $771.8K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Kemper J MarinerCIK 0001229109Director, Officer (Chairman and CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 16, 2023Common StockSSaleDisposed−300$71.75−$21,5251,859,588Indirect
Nov 16, 2023Common StockSSaleDisposed−204$71.80−$14,647.21,859,384Indirect
Nov 16, 2023Common StockSSaleDisposed−439$71.81−$31,524.591,858,945Indirect
Nov 16, 2023Common StockSSaleDisposed−340$71.84−$24,425.61,858,605Indirect
Nov 16, 2023Common StockSSaleDisposed−213$71.87−$15,308.311,858,392Indirect
Nov 16, 2023Common StockSSaleDisposed−1,079$71.90−$77,580.11,857,313Indirect
Nov 16, 2023Common StockSSaleDisposed−50$71.91−$3,595.51,857,263Indirect
Nov 16, 2023Common StockSSaleDisposed−2,840$72.00−$204,4801,854,423Indirect
Nov 16, 2023Common StockSSaleDisposed−81$72.01−$5,832.811,854,342Indirect
Nov 16, 2023Common StockSSaleDisposed−433$72.01−$31,180.331,853,909Indirect
Nov 16, 2023Common StockSSaleDisposed−676$72.02−$48,685.521,853,233Indirect
Nov 16, 2023Common StockSSaleDisposed−50$72.02−$3,6011,853,183Indirect
Nov 16, 2023Common StockSSaleDisposed−789$72.03−$56,831.671,852,394Indirect
Nov 16, 2023Common StockSSaleDisposed−100$72.03−$7,2031,852,294Indirect
Nov 16, 2023Common StockSSaleDisposed−135$72.03−$9,724.051,852,159Indirect
Nov 16, 2023Common StockSSaleDisposed−100$72.03−$7,2031,852,059Indirect
Nov 16, 2023Common StockSSaleDisposed−803$72.15−$57,936.451,851,256Indirect
Nov 16, 2023Common StockSSaleDisposed−100$72.16−$7,2161,851,156Indirect
Nov 16, 2023Common StockSSaleDisposed−1,406$72.16−$101,456.961,849,750Indirect
Nov 16, 2023Common StockSSaleDisposed−1$72.17−$72.171,849,749Indirect
Nov 16, 2023Common StockSSaleDisposed−579$72.17−$41,786.431,849,170Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)