Wendel Abigail M's Form 4 filing
Umb Financial Corp (UMBF) · filed Nov 17, 2023
- Accession no.
- 0001127602-23-027799
- Filed
- Nov 17, 2023
- Trade date
- Nov 16, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 13 non-derivative transactions and 2 derivative transactions. Open-market sales total $177.9K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Wendel Abigail MCIK 0001757634 | Officer (President - Consumer Banking) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 16, 2023 | Common Stock | MOption exerciseAcquired | +530 | $57.40 | +$30,422 | 14,518.16 | Direct | |
| Nov 16, 2023 | Common Stock | MOption exerciseAcquired | +793 | $51.42 | +$40,776.06 | 15,311.16 | Direct | |
| Nov 16, 2023 | Common Stock | SSaleDisposed | −152 | $72.36 | −$10,998.72 | 15,159.16 | Direct | |
| Nov 16, 2023 | Common Stock | SSaleDisposed | −100 | $72.37 | −$7,237 | 15,059.16 | Direct | |
| Nov 16, 2023 | Common Stock | SSaleDisposed | −400 | $72.48 | −$28,992 | 14,659.16 | Direct | |
| Nov 16, 2023 | Common Stock | SSaleDisposed | −100 | $72.49 | −$7,249 | 14,559.16 | Direct | |
| Nov 16, 2023 | Common Stock | SSaleDisposed | −500 | $72.52 | −$36,260 | 14,059.16 | Direct | |
| Nov 16, 2023 | Common Stock | SSaleDisposed | −100 | $72.54 | −$7,254 | 13,959.16 | Direct | |
| Nov 16, 2023 | Common Stock | SSaleDisposed | −200 | $72.56 | −$14,512 | 13,759.16 | Direct | |
| Nov 16, 2023 | Common Stock | SSaleDisposed | −400 | $72.59 | −$29,036 | 13,359.16 | Direct | |
| Nov 16, 2023 | Common Stock | SSaleDisposed | −200 | $72.61 | −$14,522 | 13,159.16 | Direct | |
| Nov 16, 2023 | Common Stock | SSaleDisposed | −200 | $72.73 | −$14,546 | 12,959.16 | Direct | |
| Nov 16, 2023 | Common Stock | SSaleDisposed | −100 | $72.74 | −$7,274 | 12,859.16 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 16, 2023 | Common Stock | MOption exerciseDisposed | −530 | $0.00 | $0 | 0 | Direct | |
| Nov 16, 2023 | Common Stock | MOption exerciseDisposed | −793 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.