Farrell Michael J.'s Form 4 filing
Resmed Inc (RMD) · filed Nov 16, 2023
- Accession no.
- 0001127602-23-027688
- Filed
- Nov 16, 2023
- Trade date
- Nov 15, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Checked
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $863.3K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Farrell Michael J.CIK 0001485164 | Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 15, 2023 | ResMed Common Stock | MOption exerciseAcquired | +5,678 | $57.76 | +$327,961.28 | 446,664 | Direct | |
| Nov 15, 2023 | ResMed Common Stock | SSaleDisposed | −5,678 | $152.04F2 | −$863,283.12 | 440,986 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 15, 2023 | ResMed Common Stock | MOption exerciseDisposed | −5,678 | $0.00 | $0 | 3,462 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $147.92 to 153.51. The price reported above reflects the weighted average sale price.
Referenced by the price of 1 transaction in Table I.