Daniels Michael E's Form 4 filing
Nicolet Bankshares Inc (NIC) · filed Nov 16, 2023
- Accession no.
- 0001127602-23-027598
- Filed
- Nov 16, 2023
- Trade date
- Nov 14, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $5.72M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Daniels Michael ECIK 0001243706 | Director, Officer (President & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 14, 2023 | Common Stock | FTax withholdingDisposed | −423 | $78.12 | −$33,044.76 | 82,390 | Direct | |
| Nov 14, 2023 | Common Stock | MOption exerciseAcquired | +77,205 | $48.85 | +$3,771,464.25 | 159,595 | Direct | |
| Nov 14, 2023 | Common Stock | SSaleDisposed | −77,205 | $74.05 | −$5,717,030.25 | 82,390 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 14, 2023 | Common Stock | MOption exerciseDisposed | −77,205 | $0.00 | $0 | 125,000 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.