Harris Parker's Form 4 filing
Salesforce, Inc. (CRM) · filed Nov 15, 2023
- Accession no.
- 0001127602-23-027442
- Filed
- Nov 15, 2023
- Trade date
- Nov 14, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 11 non-derivative transactions and 1 derivative transaction. Open-market sales total $27.9M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Harris ParkerCIK 0001294774 | Director, Officer (Co-Founder and CTO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 14, 2023 | Common Stock | MOption exerciseAcquired | +117,808 | $75.57 | +$8,902,750.56 | 221,085 | Direct | |
| Nov 14, 2023 | Common Stock | SSaleDisposed | −19,929 | $218.82F2 | −$4,360,863.78 | 201,156 | Direct | |
| Nov 14, 2023 | Common Stock | SSaleDisposed | −33,766 | $219.88F3 | −$7,424,468.08 | 167,390 | Direct | |
| Nov 14, 2023 | Common Stock | SSaleDisposed | −63,790 | $220.69F4 | −$14,077,815.1 | 103,600 | Direct | |
| Nov 14, 2023 | Common Stock | SSaleDisposed | −323 | $221.21F5 | −$71,450.83 | 103,277 | Direct | |
| Nov 14, 2023 | Common Stock | SSaleDisposed | −1,179 | $218.92F6 | −$258,106.68 | 4,221 | Indirect | |
| Nov 14, 2023 | Common Stock | SSaleDisposed | −2,535 | $220.12F8 | −$558,004.2 | 1,686 | Indirect | |
| Nov 14, 2023 | Common Stock | SSaleDisposed | −1,686 | $220.89F9 | −$372,420.54 | 0 | Indirect | |
| Nov 14, 2023 | Common Stock | SSaleDisposed | −698 | $218.88F10 | −$152,778.24 | 2,902 | Indirect | |
| Nov 14, 2023 | Common Stock | SSaleDisposed | −1,655 | $220.09F12 | −$364,248.95 | 1,247 | Indirect | |
| Nov 14, 2023 | Common Stock | SSaleDisposed | −1,247 | $220.87F13 | −$275,424.89 | 0 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 14, 2023 | Common Stock | MOption exerciseDisposed | −117,808 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Weighted average price. These shares were sold in multiple transactions at prices ranging from $218.1700 to $219.1600 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
Referenced by the price of 1 transaction in Table I.
- F3
Weighted average price. These shares were sold in multiple transactions at prices ranging from $219.1800 to $220.1700 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
Referenced by the price of 1 transaction in Table I.
- F4
Weighted average price. These shares were sold in multiple transactions at prices ranging from $220.1800 to $221.1700 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
Referenced by the price of 1 transaction in Table I.
- F5
Weighted average price. These shares were sold in multiple transactions at prices ranging from $221.1800 to $221.2400 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
Referenced by the price of 1 transaction in Table I.
- F6
Weighted average price. These shares were sold in multiple transactions at prices ranging from $218.6100 to $219.4300 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
Referenced by the price of 1 transaction in Table I.
- F8
Weighted average price. These shares were sold in multiple transactions at prices ranging from $219.6700 to $220.5500 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
Referenced by the price of 1 transaction in Table I.
- F9
Weighted average price. These shares were sold in multiple transactions at prices ranging from $220.6900 to $221.1100 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
Referenced by the price of 1 transaction in Table I.
- F10
Weighted average price. These shares were sold in multiple transactions at prices ranging from $218.4100 to $219.2300 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
Referenced by the price of 1 transaction in Table I.
- F12
Weighted average price. These shares were sold in multiple transactions at prices ranging from $219.5800 to $220.5300 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
Referenced by the price of 1 transaction in Table I.
- F13
Weighted average price. These shares were sold in multiple transactions at prices ranging from $220.5900 to $221.1836 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
Referenced by the price of 1 transaction in Table I.