Daniels Michael E's Form 4 filing
Nicolet Bankshares Inc (NIC) · filed Nov 8, 2023
- Accession no.
- 0001127602-23-027071
- Filed
- Nov 8, 2023
- Trade date
- Nov 6-7, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 6 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.69M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Daniels Michael ECIK 0001243706 | Director, Officer (President & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 6, 2023 | Common Stock | MOption exerciseAcquired | +21,064 | $48.85 | +$1,028,976.4 | 103,877 | Direct | |
| Nov 6, 2023 | Common Stock | SSaleDisposed | −19,572 | $74.12 | −$1,450,676.64 | 84,305 | Direct | |
| Nov 6, 2023 | Common Stock | SSaleDisposed | −1,492 | $75.48 | −$112,616.16 | 82,813 | Direct | |
| Nov 7, 2023 | Common Stock | MOption exerciseAcquired | +1,731 | $48.85 | +$84,559.35 | 84,544 | Direct | |
| Nov 7, 2023 | Common Stock | SSaleDisposed | −1,631 | $74.05 | −$120,775.55 | 82,913 | Direct | |
| Nov 7, 2023 | Common Stock | SSaleDisposed | −100 | $74.09 | −$7,409 | 82,813 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 6, 2023 | Common Stock | MOption exerciseDisposed | −21,064 | $0.00 | $0 | 203,936 | Direct | |
| Nov 7, 2023 | Common Stock | MOption exerciseDisposed | −1,731 | $0.00 | $0 | 202,205 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.