Smith James C's Form 4 filing
Gartner Inc (IT) · filed Nov 8, 2023
- Accession no.
- 0001127602-23-027030
- Filed
- Nov 8, 2023
- Trade date
- Nov 6-8, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions. Open-market sales total $7.86M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Smith James CCIK 0001183693 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 6, 2023 | Common Stock | SSaleDisposed | −5,000 | $386.00 | −$1,930,000 | 685,657 | Direct | |
| Nov 6, 2023 | Common Stock | SSaleDisposed | −10,083 | $390.00F1 | −$3,932,370 | 675,574 | Direct | |
| Nov 8, 2023 | Common Stock | SSaleDisposed | −5,000 | $400.00 | −$2,000,000 | 670,574 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $390.00 to $390.01. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.